Dale joined us in 2015 as a Case Design Coordinator. His role is on the operations side of client service, primarily working with the firm's financial advisors on financial plans and case design. He holds a Series 7 Securities Representative license and a Series 63 Uniform Securities State Law license.
Dale graduated cum laude from Clarion University with a BS in Finance in 1980 then went to work for Texas Commerce Bank's Investment Department on their municipal bond trading and syndications desk. He enjoyed a long, successful career there, and in 2006, he left what had become by then the broker dealer JPMorgan Securities Inc., as a Business Analyst in the Capital Markets Technology Group.
After that, Dale worked as a Business Analyst on Thomson Financial Service's BETA trading platform, writing business requirements and functional specifications for fixed income applications. For the past eight years, he has enjoyed working in operational and client service roles for independent Registered Investment Advisors (RIAs) and Certified Financial Planners(CFPs). Helping people retire with dignity is one of things he enjoys most about our business.
Dale and his wife, Debbie, have lived in League City for the past 16 years. They are actively involved with their two sons' sports – basketball, baseball, football, and golf. They are members of Lord of Life Lutheran Church in Friendswood.